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A multiparty homomorphic encryption approach to confidential federated Kaplan–Meier survival analysis
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Abstract
The proliferation of real-world health data enables multi-institutional survival studies, yet privacy constraints preclude centralizing sensitive records. We present a privacy-preserving federated Kaplan–Meier framework based on threshold CKKS (Cheon-Kim-Kim-Song) homomorphic encryption that supports approximate floating-point computation and encrypted aggregation of per-time-point counts while exposing only public outputs. Sites compute aligned at-risk and event tallies on a shared time grid and encrypt compact vectors; a coordinator aggregates ciphertexts; and a decryptor committee produces partial shares fused per block to recover aggregated plaintexts without releasing per-time-point tables. We prove correctness, stability, and slot-optimal vector packing, and derive scaling laws showing that communication grows linearly with the number of sites and predictably with the number of time points. Empirically, using synthetic breast-cancer data (
N
= 60,000) distributed across 500 sites, encrypted federated curves match the pooled oracle to numerical precision. In contrast, plaintext protocols permit trivial reconstruction by subtraction; our threshold-gated design precludes this attack under the stated threat model, enabling high-fidelity survival estimation with predictable overhead and substantially reduced privacy risk.
Springer Science and Business Media LLC
Title: A multiparty homomorphic encryption approach to confidential federated Kaplan–Meier survival analysis
Description:
Abstract
The proliferation of real-world health data enables multi-institutional survival studies, yet privacy constraints preclude centralizing sensitive records.
We present a privacy-preserving federated Kaplan–Meier framework based on threshold CKKS (Cheon-Kim-Kim-Song) homomorphic encryption that supports approximate floating-point computation and encrypted aggregation of per-time-point counts while exposing only public outputs.
Sites compute aligned at-risk and event tallies on a shared time grid and encrypt compact vectors; a coordinator aggregates ciphertexts; and a decryptor committee produces partial shares fused per block to recover aggregated plaintexts without releasing per-time-point tables.
We prove correctness, stability, and slot-optimal vector packing, and derive scaling laws showing that communication grows linearly with the number of sites and predictably with the number of time points.
Empirically, using synthetic breast-cancer data (
N
= 60,000) distributed across 500 sites, encrypted federated curves match the pooled oracle to numerical precision.
In contrast, plaintext protocols permit trivial reconstruction by subtraction; our threshold-gated design precludes this attack under the stated threat model, enabling high-fidelity survival estimation with predictable overhead and substantially reduced privacy risk.
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